The Senior Managers and Certification Regime (SMCR) replaces the Approved Persons Regime in the United Kingdom (UK).THE TRAINING PROGRAMME
The one-day SMCR Operational Compliance training course has been specifically designed to provide attendees with highly comprehensive training in all the most relevant aspects of the SMCR. With such extensive and potentially onerous requirements under the SMCR, the training course will provide attendees with all the knowledge and training they need to fully understand how the SMCR requirements will apply to themselves and their firms. The first three sessions during the day provide extensive coverage of the Senior Managers Regime, the Certification Regime, and the Conduct Rules.
The final session will then guide attendees through guidance provided by the FCA, how to undertake a firmwide SMCR Operational Gap Analysis and Impact Assessment and will also guide attendees through the intricacies of implementing SMCR operational compliance. There is no doubt that the SMCR framework is complex, and firms need to ensure that they receive the most comprehensive training in this area in order to avoid regulatory fines and in order to ensure that are compliant in line with the looming 2019 implementation deadline.
· Attendees will be comprehensively guided through the SMCR framework and will develop an extensive understanding of the broad-ranging requirements.
· Attendees will be provided with highly comprehensive training materials comprised of a 200+ page Training Course Manual, Training Course Materials Manual, Four PowerPoint Sessions, and an Example Firm Responsibility Map.
· Attendees will be able to undertake a firmwide SMCR Operational Gap Analysis and Impact Assessment.
· Attendees can avail themselves of refreshments (orange juice, tea, coffee, latte, americano, still and sparkling water, lemon water, biscuits, snacks) all day, and can also choose from a broad range of sumptuous hot and cold dishes from the lunchtime restaurant buffet.
Venue: London, Fenchurch Street, London, EC3M 4AJ
SENIOR MANAGERS AND CERTIFICATION REGIME OPERATIONAL COMPLIANCE: GBP 1.5
AddressFenchurch Street, London, Greater London,
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